TA942/Scope Consultation Comments
Page 1

Summary form

National Institute for Health and Care Excellence

Health Technology Evaluation

Empagliflozin for treating chronic kidney disease ID6131 Response to stakeholder organisation comments on the draft remit and draft scope

Please note: Comments received in the course of consultations carried out by NICE are published in the interests of openness and transparency, and to promote understanding of how recommendations are developed. The comments are published as a record of the submissions that NICE has received, and are not endorsed by NICE, its officers or advisory committees.

Comment 1: the draft remit and proposed process

Section Stakeholder Comments [sic] Action
Appropriateness
of an evaluation
and proposed
evaluation route
Boehringer
Ingelheim
This topic is appropriate to be appraised by NICE via the Single Technology
Appraisal (STA) evaluation route.
Comment noted. No
action required.
AstraZeneca This technology should be appraised through the single technology appraisal
process to ensure that the evidence is evaluated in full.
Comment noted. No
action required.
Kidney Care UK No comment No action required.
Kidney
Research UK
We welcome the evaluation of empagliflozin given the practice changing
findings from the chronic kidney disease (CKD) trials of SGLT2 inhibitors. The
EMPA-KIDNEY trial results indicate that the drug would make a significant
impact on the risk of progression to kidney failure and might also have a
beneficial effect on the risk of cardiovascular events.
There are significant levels of unmet need associated with kidney disease on
many levels. There are currently 2.3 million people registered with CKD
across the UK, and the numbers are rising. When kidneys fail, patients need
either dialysis or a transplant to survive. Both options, if available, are
Comment noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 2

Summary form

Section Stakeholder Comments [sic] Action
gruelling, requiring regular, extensive medical treatment. A transplant is not a
cure, lasting on average twenty years, and the fear of infection or rejection of
the transplant has a significant impact upon patients’ mental health.
UK Kidney
Association
This is a highly appropriate consultation with the high quality of the evidence
base. The evaluation proposed is appropriate.
Comment noted. No
action required.
Wording Boehringer
Ingelheim
Yes, the wording of the remit, specifically “To appraise the clinical and cost
effectiveness of empagliflozin within its marketing authorisation for treating
chronic kidney disease” is appropriate.
Comment noted. No
action required.
AstraZeneca None No action required.
Kidney Care UK The remit states the clinical and cost effectiveness of empagliflozin will be
appraised within its marketing authorisation for treating chronic kidney
disease. The population to be considered is adults with CKD. However, the
drug does not yet have a marketing authorisation for treating CKD. We
suggest the remit needs to be reworded to address this.
Comment noted. NICE
aims to provide draft
guidance to the NHS as
close as possible to the
date when the
marketing authorisation
for a technology is
granted. No action
required.
Kidney
Research UK
We are happy with the proposed wording of the remit. Comment noted. No
action required.
UK Kidney
Association
None No action required.
Timing issues Boehringer
Ingelheim
CKD is associated with significant excess renal and cardiovascular morbidity
and mortality, harmful reductions in patients’ health related quality of life
(HRQoL), and high-cost renal replacement therapy [1]. Timely NICE
evaluation and recommendation of empagliflozin will address an unmet need
Comment noted. NICE
aims to provide draft
guidance to the NHS as

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 3

Summary form

Section Stakeholder Comments [sic] Action
by providing a new nephroprotective treatment option for a broad group of
patients with CKD, including those for whom limited treatment options are
currently available.
EMPA-KIDNEY was a phase III, randomized, double-blind, placebo-controlled
clinical trial designed to assess the effect of 10mg of empagliflozin (on top of
standard of care), in reducing the risk of kidney disease progression or CV
death in adult patients with CKD, with or without diabetes [2]. EMPA-KIDNEY
was stopped early due to overwhelming evidence of patient benefit [3].
Results show a 28% reduction in the primary composite outcome of first
occurrence of kidney disease progression (defined as end stage kidney
disease [ESKD; initiation of maintenance dialysis, or receipt of a kidney
transplant], a sustained decline in eGFR to less than 10ml per minute per
1.73m2, renal death or a sustained decrease from baseline eGFR of ≥40%
from randomization) or cardiovascular death [4].
In addition to being the largest trial of sodium-glucose cotransporter-2
inhibitors (SGLT2i) in CKD to date, EMPA-KIDNEY had broad eligibility
criteria that included adult CKD patients who are typically seen in clinical
practice but have been under-represented in previous SGTL2i trials, including
patients with and without T2D, and with wide ranges of both eGFR and levels
of albuminuria [2,3]. These patients remain at risk of disease progression and
its associated morbidity due to limited treatment options currently available to
them.
BI understand that the proposed submission date isXXXXXXXXXand
request that timelines for the evaluation of empagliflozin be upheld to ensure
a timely recommendation as close as possible to MHRA approval (XXXXXX
XXXXXXXXXXXXXXXXXXX).
close as possible to the
date when the
marketing authorisation
for a technology is
granted. NICE has
scheduled this topic into
its work programme. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 4

Summary form

Section Stakeholder Comments [sic] Action
[1] Evans et. al (2022) A Narrative Review of Chronic Kidney Disease in Clinical Practice:
Current Challenges and Future Perspectives.Advances in Therapy, 39(1):pp 33-43. [Online]
Accessed 20 November 2022. Available at
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8569052/
[2] The EMPA-KIDNEY Collaborative Group (2022) Design, recruitment, and baseline
characteristics of the EMPA-KIDNEY trial.Nephrology Dialysis Transplantation, 37(7):pp 1317-
1329. [Online] Accessed 18 November 2022. Available at
https://academic.oup.com/ndt/article/37/7/1317/6541871
[3] Boehringer Ingelheim (2022).Jardiance® (empagliflozin) Phase III EMPA-KIDNEY trial will
stop early due to clear positive efficacy in people with chronic kidney disease.[Online]
Accessed 18 November 2022. Available athttps://www.boehringer-ingelheim.com/human-
health/metabolic-diseases/early-stop-chronic-kidney-disease-trial-efficacy
[4] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
AstraZeneca Dapagliflozin is already recommended as an option for treating chronic kidney
disease (CKD) in adults if:

it is an add-on to optimised standard care including the highest tolerated
licensed dose of angiotensin-converting enzyme (ACE) inhibitors or
angiotensin-receptor blockers (ARBs), unless these are contraindicated,
and

people have an estimated glomerular filtration rate (eGFR) of 25
ml/min/1.73 m2to 75 ml/min/1.73 m2at the start of treatment and:
ohave type 2 diabetes or
ohave a urine albumin-to-creatinine ratio (uACR) of 22.6 mg/mmol
or more
It is established clinical care and the unmet need in the above populations is
low therefore the relative urgency to the NHS is low.
Comment noted. NICE
aims to provide draft
guidance to the NHS as
close as possible to the
date when the
marketing authorisation
for a technology is
granted. The committee
will consider all
available information at
the time of the
committee meeting.
NICE has scheduled
this topic into its work
programme. No action
required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Stakeholder Comments [sic] Action
Kidney Care UK No comment No action required.
Kidney
Research UK
It is important that this evaluation is looked at with urgency. Kidney disease
affects around 3.5 million people in the UK, with over 1 million people
unaware they have the disease. The number of people affected by chronic
kidney disease is growing due to the increasing prevalence of the risk factors
associated with CKD, mainly diabetes, hypertension and obesity. Recently
the NHS CVDPREVENT primary care audit identified CKD as a high-risk
condition for cardiovascular disease.
Comment noted. NICE
aims to provide draft
guidance to the NHS as
close as possible to the
date when the
marketing authorisation
for a technology is
granted. NICE has
scheduled this topic into
its work programme. No
action required.
UK Kidney
Association
Based on the recent New England of Journal of Medicine publication of a very
large randomised controlled trial showing an impact on hard end-points with
patients recruited down to an eGFR of 20 ml/min and on patients without
significant proteinuria, based on the patient numbers and effect of the
intervention then this should be a prioritised evaluation.
Comment noted. NICE
aims to provide draft
guidance to the NHS as
close as possible to the
date when the
marketing authorisation
for a technology is
granted. NICE has
scheduled this topic into
its work programme. No
action required.
Additional
comments on the
draft remit
Boehringer
Ingelheim
None No action required.
AstraZeneca None No action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Stakeholder Comments [sic] Action
Kidney Care UK None No action required.
Kidney
Research UK
None No action required.
UK Kidney
Association
None No action required.

Comment 2: the draft scope

Section Consultee/
Commentator
Comments [sic] Action
Background
information
Boehringer
Ingelheim
There is an error in the marketing authorisations presented in the
background section.
Empagliflozin is indicated for symptomatic heart failure across the full ejection
fraction spectrum in adults; however, the draft scope authorisation refers to
reduced ejection fraction only. Please cite the correct indications, as follows:
Empagliflozin does have a marketing authorisation for:

the treatment of adults with insufficiently controlled type 2 diabetes
mellitus as an adjunct to diet and exercise
o as monotherapy when metformin is considered inappropriate due
to intolerance
o in addition to other medicinal products for the treatment of
diabetes

the treatment of symptomatic chronic heart failure in adults.
The background information generally provides accurate context on the
morbidity and mortality burden of CKD relating to its association with
hypertension, T2D and CVD. An omission is the inclusion of broader
Comments noted. The
background section of
the draft scope is
intended to give a broad
introduction to the
condition and is
therefore not
exhaustive. However,
the following update
has been made to the
scope:
• removed ‘with
ejection fraction’
wording from the
technology
marketing

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 7

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Section Consultee/
Commentator
Comments [sic] Action
aetiologies and adverse outcomes of CKD. BI therefore requests the below
text be added to the background information to acknowledge the total burden
of CKD and the broad population included in the EMPA-KIDNEY trial:
In addition to T2D and hypertension, there are other important aetiologies for
CKD, such as glomerulonephritis [1]. Additionally, whilst CVD is a prominent
CKD-associated adverse outcome, patients’ morbidity burden extends further
with increased risk of other adverse outcomes including infections, mineral
bone disorders, and anaemia [2–4].
[1] NHS (2019)Overview chronic kidney disease. [Online] Accessed 18 November 2022
Available athttps://www.nhs.uk/conditions/kidney-disease/
[2] Ishigami & Matsushita (2019) Clinical epidemiology of infectious disease among patients
with chronic kidney disease.Clinical and Experimental Nephrology, 23(4): pp. 437-447.
[Online]. Accessed 24 November 2022. Available
athttps://www.ncbi.nlm.nih.gov/pmc/articles/PMC6435626/
[3] Hou, Lu & Lu (2018) Mineral bone disorders in chronic kidney disease.Nephrology, 23 (4):
pp. 88-94. Accessed 24 November 2022. Available at
https://onlinelibrary.wiley.com/doi/full/10.1111/nep.13457
[4] Portoles, Martin, Broseta & Cases (2021) Anemia in Chronic Kidney Disease: From
Pathophysiology and Current Treatments, to Future Agents.Frontiers in Medicine, 8. [Online]
Accessed 24 November 2022. Available at
https://www.frontiersin.org/articles/10.3389/fmed.2021.642296/full
authorisation
description
AstraZeneca No comments No action required.
Kidney Care UK Kidney Care UK recommend that the numbers of people receiving renal
replacement therapy (dialysis and transplant) are included. Thelatest data
(2020) from the UK Renal Registry shows 68,249 are currently on renal
replacement therapy in the UK.
Comment noted. The
scope has been
updated to include the
renal replacement
therapy estimates.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 8

Summary form

Section Consultee/
Commentator
Comments [sic] Action
Kidney
Research UK
In addition to discussion of high blood pressure as a common cause of kidney
failure, it should be added that diabetes and obesity are also risk factors
associated with chronic kidney diseases, and that NHS CVDPREVENT
primary care audit recently identified CKD as a high-risk condition for
cardiovascular disease.
Comments noted. The
background section of
the draft scope is
intended to give a broad
introduction to the
condition and is
therefore not
exhaustive. No action
required.
UK Kidney
Association
Appropriate Comment noted. No
action required.
Population Boehringer
Ingelheim
The population definition of ‘adults with chronic kidney disease having
individually optimised standard care’ is appropriate.
This population is reflective of the patient population included in the EMPA-
KIDNEY trial and NHS England CKD patients who will be eligible for
empagliflozin.
Comment noted. No
action required.
AstraZeneca No comments No action required.
Kidney Care UK Yes Comment noted. No
action required.
Kidney
Research UK
We believe that the evidence indicates that empagliflozin (or other SGLT2i)
should be used in patients with CKD at risk of progression, regardless of any
response to treatment with standard care. Its benefits appear to be
proportionally larger than those of Angiotensin-converting enzyme inhibitors
(ACEIs) or Angiotensin II type 1 receptor blockers (ARB). Among such
patients receiving standard care, risks of further progression and premature
cardiovascular morbidity and mortality remain, so SGLT2i should be used to
Comment noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 9

Summary form

Section Consultee/
Commentator
Comments [sic] Action
reduce these risks. They will likely be most effective early in the treatment of
CKD, with the potential for delivery in primary care according to certain
criteria.
UK Kidney
Association
Appropriate Comment noted. No
action required.
Subgroups Boehringer
Ingelheim
BI contends that there are no groups within the population that should be
considered separately. Further subgroup analyses are likely to offer limited
actionable evidence for NICE as the EMPA- KIDNEY trial demonstrated
generally comparable benefits across all subgroups, including those with and
without T2D and CVD.
Clinical effectiveness for the groups with CVD and T2D has already been
established in the CKD subgroups of previous relevant trials of empagliflozin,
specifically EMPA-REG OUTCOME, EMPEROR-Reduced, and EMPEROR-
Preserved [1–4].
[1] Wanner et. al (2018) Empagliflozin and Clinical Outcomes in Patients with Type 2 Diabetes
Mellitus, Established Cardiovascular Disease, and Chronic Kidney Disease.Circulation, 137
(2): pp. 119-129. [Online] Accessed 19 November 2022. Available at
https://www.ahajournals.org/doi/epub/10.1161/CIRCULATIONAHA.117.028268
[2] Zannad et al. (2021) Cardiac and Kidney Benefits of Empagliflozin in Heart Failure Across
the Spectrum of Kidney Function.Circulation, 143 (4): pp. 310-321. [Online] Accessed 21
November 2022. Available at
https://www.ahajournals.org/doi/epub/10.1161/CIRCULATIONAHA.120.051685
[3] Packet et. al (20220) Cardiovascular and Renal Outcomes with Empagliflozin in Heart
Failure.NEJM, 383: pp.1413-1424. [Online] Accessed 29 November 2022. Available at
https://www.nejm.org/doi/full/10.1056/NEJMoa2022190
[4] Anker et. al (2021) Empagliflozin in Heart Failure with a Preserved Ejection Fraction.NEJM,
385: pp. 1451-1461. [Online] Accessed 29 November 2022. Available at
https://www.nejm.org/doi/full/10.1056/NEJMoa2107038
Comment noted. The
appraisal committee will
consider all relevant
evidence and make
recommendations for
relevant subgroups
where appropriate.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
AstraZeneca Albuminuric and non-albuminuric CKD phenotypes are different in their
pathophysiology, clinical characteristics and the impact on disease
progression. In the EMPA-KIDNEY study the benefit effect of empagliflozin
was not consistent across the albuminuric and non-albuminuric subgroups;
therefore, the following subgroups need to be examined separately to
consider the clinical and cost effectiveness of empagliflozin in the broad
population included in the study:

People by levels of albuminuria (as defined by Kidney Disease: Improving
Global Outcomes (KDIGO- A1, A2 and A3)

People with mild to moderate eGFR decline and microalbuminuria
Chronic Kidney Disease Epidemiology Collaboration (CKD – EPI) eGFR
45-90 with a uACR >200 mg/g or protein-to-creatinine ratio (PCR) >300
mg/g
1. OR

People with severe eGFR decline >20-<45 ml/min
Diabetic vs non-diabetic phenotypes of CKD are different in terms of
pathophysiology, clinical characteristics and impact on disease progression.
In the EMPA-KIDNEY study the subgroups by diabetes status showed
differing magnitudes of benefit and so it would be pertinent to understand the
impact of albuminuria status within the diabetic and non-diabetic groups to
examine the clinical and cost effectiveness of empagliflozin in these
subgroups.
People with CKD often have heart failure and these conditions, and the risk of
disease progression is higher with comorbid disease. The benefit of
empagliflozin in the subgroup of CKD with and without heart failure is
important in evaluating clinical and cost effectiveness for this population of
Comment noted. The
appraisal committee will
consider all relevant
evidence and make
recommendations for
relevant subgroups
where appropriate.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
patients given that a major driver of benefit and cost effectiveness is
hospitalisation for heart failure which will be more frequent in those patients
with established heart failure.
Kidney Care UK Progression of CKD has been found to be more rapid in specific groups and it
may be necessary to consider these groups separately. eg “Some ethnic
groups, particularly Bangladeshi, appear to be more sensitive to the
combined effects of proteinuria and hypertension than other ethnic groups.
Clinicians need to be aware that younger people with diabetes (65 years and
thus need closer monitoring, management of risk factors and early specialist
review to delay progression.” (Mathur R, Dreyer G, Yaqoob MM, et al Ethnic
differences in the progression of chronic kidney disease and risk of death in a
UK diabetic population: an observational cohort study BMJOpen
2018;8:e020145. doi: 10.1136/bmjopen-2017-020145)
Comment noted. The
appraisal committee will
consider all relevant
evidence and make
recommendations for
relevant subgroups
where appropriate.
Kidney
Research UK
The review should consider patients for whom the current dapagliflozin
technology appraisal does not recommend treatment. This includes patients
with eGFR <25 mL/min/1.73m2, patients without diabetes with ACR <25
mg/mmol and patients not on ACEi or ARB.
Empagliflozin has been studied in patients with CKD in whom RAS inhibitors
are not tolerated or indicated, so its use in patients with CKD not on RAS
inhibitors should be considered by the appraisal.
Comments noted The
appraisal committee will
consider all relevant
evidence and make
recommendations for
relevant subgroups
where appropriate.
UK Kidney
Association
Not beyond those stated in the draft scope Comment noted. No
action required.
Comparators Boehringer
Ingelheim
The comparators listed in the scope are appropriate.
The EMPA-KIDNEY trial studied patients with CKD, with or without T2D, with
an eGFR between 20 and 45 ml/min/1.73m2, or an eGFR between 45 and 90
ml/min/1.73m2with a uACR of at least 200mg/g (22.6 mg/mmol) [1]. BI are
seeking a recommendation for empagliflozin for the broad population
Comments noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

Page 12

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Section Consultee/
Commentator
Comments [sic] Action
represented in the EMPA-KIDNEY trial. Thus, the appropriate comparator
comprises established clinical management for this broad range of patients.
BI acknowledges dapagliflozin as a relevant comparator for a specific sub-
group of the CKD population, as per the TA775 recommendations.
Dapagliflozin is recommended as an option for treating CKD in adults only if
[2]:

it is an add-on to optimised standard care including the highest
tolerated licensed dose of ACEi or ARBs, unless these are
contraindicated, and

people have an eGFR of 25–75 ml/min/1.73 m2at the start of
treatment and
ohave type 2 diabetes or
ohave a uACR of 22.6 mg/mmol or more.
[1] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
[2] NICE (2022)Dapagliflozin for treating chronic kidney disease (TA775).[Online] Accessed
17 November 2022. Available at
https://www.nice.org.uk/guidance/ta775/resources/dapagliflozin-for-treating-chronic-kidney-
disease-pdf-82611498049477
AstraZeneca Which treatments are considered to be established clinical practice in
the NHS for chronic kidney disease? How often are statins,
antiplatelets/anticoagulants, SGLT2 inhibitors given in this population?
In the UK the only licenced SGLT2i recommended by NICE for the treatment
of CKD is dapagliflozin in patients with an uACR of >22.6 mg/mmol or type 2
diabetes.
ACE inhibitors and ARBs are recommended in patients with a uACR of >70
mg/mmol regardless of underlying comorbidities, and for patients with lower
Comments noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
levels of albuminuria who have comorbidities such as hypertension
(recommended if uACR is >30 mg/mmol) or diabetes (recommended if uACR
is >3 mg/mmol), who can tolerate such treatment. Antiplatelets are
recommended for the secondary prevention of cardiovascular (CV) disease in
patients with established CV disease who have had a CV event in the past.
They are not commonly used as primary prevention and are avoided in
patients with advanced stages of CKD due to increased risk of bleeding.
Statins are recommended for the primary prevention of CV disease in
patients who have 10% or greater risk of developing CV disease within the
next 10 years or for secondary prevention in patients with established CV
disease.1,2
Preliminary data analyses from the UK Clinical Practice Research Datalink
(CPRD) shows that ACE inhibitors are used byXXXXof patients, ARBs by
XXXXof patients, statins byXXXXof patients and antiplatelets byXXXXof
patients around the time of CKD diagnosis.3Based on UK clinical input,
treatment with ACE inhibitors or ARBs is not universal across all CKD
patients, in part due to guideline recommendations and in part due to
tolerability issues and challenges with repeat appointments for dose titrations
which can be difficult for patients to adhere to.4In UK clinical practice, all
patients with CKD should have their cardiovascular risk managed with a statin
for primary and secondary cardiovascular disease prevention.
In addition, blood pressure control is fundamental in the management of
CKD. In albuminuric patients irrespective of diabetes status Renin-
angiotensin-aldosterone system inhibitors (RAASi) at maximum tolerated
dose is recommended.
In clinical practice, would people always be stable on the maximum
tolerated dose of ACE inhibitors or ARBs before empagliflozin would be
considered?

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
A significant consideration to tolerating RAAS inhibition is age, given the
majority of the CKD population particularly in non-diabetics have an average
age overXXyears5this can lead to intolerance when up titrating RAASi for
example by causing hypotension, dizziness and increasing the risk of falls. As
per NICE recommendations, the use of RAASi in CKD is defined by
albuminuria status. It is therefore essential that patients are tested to inform
prognosis and treatment decision.
Where do you consider empagliflozin will fit into the existing care
pathway for chronic kidney disease?
The EMPA-KIDNEY study investigated the cardiovascular and renal benefits
of empagliflozin in a broad group of patients with CKD. Whilst the study met
its primary endpoint, it may appear that benefit was only seen in those
patients with an ACR of 300 mg/g (33.9 mg/mmol). Therefore, empagliflozin
would be positioned in patients with CKD on maximum tolerated ACEi or ARB
and an ACR>33.9mg/mmol.
Whilst the EMPA-REG study may have shown an observed renal benefit in
type 2 diabetic patients with lower levels of uACR, this patient population was
only representative of type 2 diabetics with atherosclerotic cardiovascular
disease and are therefore a population with established cardiovascular
disease and therefore inherently at an increased risk of adverse clinical
outcomes. This population is not representative of a broader type 2 diabetic
CKD population.
In what circumstances would empagliflozin be added to standard care?
Would it ever be used to treat people whose CKD is responding to
treatment with standard care?
Patients in the EMPA-KIDNEY study were ‘required to be taking a clinically
appropriate dose of a single-agent RAS inhibitor’, unless not indicated or not
tolerated. RAAS inhibition is recommended by NICE in patients with a uACR
>33.9 mg/mmol, whilst residual risk with RAASi exists, in the EMPA-KIDNEY

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Summary form

Section Consultee/
Commentator
Comments [sic] Action
study benefit of empagliflozin was seen in patients on RAAS inhibition with
few patients not on renin-angiotensin system (RAS) inhibition and benefit not
clearly defined with confidence intervals crossing the line of unity.
Kidney Care UK No comment No action required.
Kidney
Research UK
The appropriate management of patients with chronic kidney disease of any
cause includes:

strict blood pressure control

use of a renin-angiotensin system inhibitor if indicated and tolerated
(as described in NICE NG203)

statins
Anitplatelet/anticoagulant treatments are not indicated in CKD unless there is
another clinical indication (and conversely, the presence of CKD should not
be a justification for not using such therapy if indicated).
Our clinical experts have indicated that the SGLT2 inhibitor (SGLT2i)
dapagliflozin is becoming increasingly used following the publication of the
DAPA-CKD trial, the update to its marketing authorisation and subsequent
NICE appraisal (TA 775).
Comments noted. No
action required.
UK Kidney
Association
Agree Comment noted. No
action required.
Outcomes Boehringer
Ingelheim
The outcomes listed in the scope are appropriate.
The inclusion of outcomes for hospitalisation in addition to cardiovascular
outcomes, renal outcomes, and markers of disease progression allow for a
holistic view of the total benefits empagliflozin has to offer to a wide
population of adults with CKD.
Comment noted. The
outcomes listed in the
scope are not
exhaustive. Companies
are encouraged to
provide all relevant
data, that will be
informative for the

National Institute for Health and Care Excellence

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Section Consultee/
Commentator
Comments [sic] Action
appraisal. No action
required.
AstraZeneca The outcomes listed are appropriate for this population in UK clinical practice,
however AstraZeneca would like to strongly suggest that the below outcomes
are considered:

End stage renal disease (ESRD): Maintenance Dialysis or Kidney
transplantation
oThe main drivers of cost to a healthcare system is renal replacement
therapy; namely dialysis and transplantation, therefore endpoints that
show delaying the progression to ESRD; the initiation of dialysis and
transplantation are the most important and valuable outcomes to
evaluate the clinical and cost effectiveness of a new treatment for
CKD. Decline in eGFR slope alone is insufficient to evaluate the
clinical and cost effectiveness.

Hospitalisation for Heart Failure
oPeople with CKD often have heart failure and these conditions share
similar risk factors in terms of hypertension and type 2 diabetes.
Hospitalisation for heart failure represents a significant cost to the
healthcare system. Therefore, the benefit that empagliflozin has on
hospitalisations for heart failure in the broad CKD population studied
in the EMPA-KIDNEY trial should be included in the cost effectiveness
analysis of empagliflozin.
oWhilst the EMPA-REG study showed an observed reduction in
hospitalisations for heart failure, this patient population was only
representative of type 2 diabetics with atherosclerotic cardiovascular
disease and therefore not representative of a broader type 2 diabetic
CKD population.
Comments noted. The
outcomes listed in the
scope are not
exhaustive.
Kidney replacement to
capture disease
progression is included
in the scope
Hospitalisation included
as an outcome
incorporates all
hospitalisations
including due to heart
failure associated with
CKD
Companies are
encouraged to provide
all relevant data that will
be informative for the
appraisal. No action
required.

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Section Consultee/
Commentator
Comments [sic] Action
Kidney Care UK Yes Comment noted. No
action required.
Kidney
Research UK
The eGFR outcome should be “eGFR slopes” in place of “eGFR”, and in
particular the outcome to emphasize are chronic eGFR slopes (which take
account of reversible acute dip in eGFR).
Comment noted. The
outcomes listed in the
scope are not
exhaustive. Companies
are encouraged to
provide all relevant
data, that will be
informative for the
appraisal. No action
required.
UK Kidney
Association
Appropriate Comment noted. No
action required.
Equality Boehringer
Ingelheim
BI believes that a positive recommendation of empagliflozin enabling
broad access for patients across primary and secondary care settings
and the multidisciplinary care team can help address inequalities of
access to care for CKD patients, particularly in areas with limited
presence of secondary and specialist care facilities.
Principle 9 of NICE’s Social Value judgements as part of its statement
highlights the goal to reduce health inequalities across protected
characteristics as well as considering those arising from socioeconomic
factors [1]. Socio-economic disparities are associated with health inequalities
in England, with more socially advantaged patients often receiving better
access to secondary and specialist care in the NHS [2].
Resource constraints in a post-COVID-19 healthcare system may further
exacerbate pre-existing inequalities in access to secondary and specialist
care in the NHS. Secondary care in CKD is largely focussed on patients with
Comments noted. The
appraisal committee will
consider all relevant
equality issues and
make recommendations
for specific groups
where appropriate.
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Section Consultee/
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Comments [sic] Action
ESKD, and barriers in ease and affordability of travel may further complicate
access to these settings.
BI therefore propose broad access to empagliflozin for adults with CKD
across primary and secondary care settings, as well as across the full
multidisciplinary team as CKD patients may be seen by a variety of
specialities in clinical practice. Broad access is important for alleviating any
health inequalities in terms of access to nephroprotective treatments for CKD
patients.
[1] NICE (2020) Our principals: The Principals that guide the development of NICE guidance
and standards. [Online] Accessed 18 November 2022. Available at
https://www.nice.org.uk/about/who-we-are/our-principles
[2]. Cookson, R., Propper, C., Asaria, M., Raine, R (2016) Socioeconomic inequalities in health
care in England. The Journal of Applied Public Economics, 37(3-4): pp. 371-403. [Online]
Accessed 18 November 2022. Available at
https://onlinelibrary.wiley.com/doi/epdf/10.1111/j.1475-5890.2016.12109
AstraZeneca No comments No action required.
Kidney Care UK The scope should consider the difference in risk of rapid progression of CKD
in different groups with protected characteristics, and consider sub-analysis of
these groups.
Ethnicity: (see above) Some ethnic groups, particularly Bangladeshi, appear
to be more sensitive to the combined effects of proteinuria and hypertension
than other ethnic groups.
Age: Clinicians need to be aware that younger people with diabetes with CKD
(<55 years) are at twice the risk of rapid progression than those > 65 years
and thus need closer monitoring, management of risk factors and early
specialist review to delay progression.
Comments noted. The
appraisal committee will
consider all relevant
equality issues and
make recommendations
for specific groups
where appropriate.

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Section Consultee/
Commentator
Comments [sic] Action
Kidney
Research UK
Kidney disease disproportionally impacts people from deprived communities
and ethnic minority groups. They are more likely to develop kidney disease,
progress faster to renal failure and therefore require dialysis or a transplant.
People from ethnic minority groups wait on average longer for a kidney
transplant due to a shortage of kidneys with a suitable tissue and blood
match. People from deprived communities are also more likely to be
diagnosed at a later stage of disease progression and die earlier than other
socio-economic groups.
Thank you for your
comment. The appraisal
committee will consider
all relevant equality
issues and make
recommendations for
specific groups where
appropriate.
UK Kidney
Association
To my knowledge none of these potential issues should be a problem for this
appraisal
Comment noted. No
action required.
Other
considerations
Boehringer
Ingelheim
No further considerations. Comment noted. No
action required.
AstraZeneca Intervention/Technology
The current draft scope states that the intervention/technology considered in
this appraisal is empagliflozin. AstraZeneca requests that the description of
the intervention is updated to “Empagliflozin in combination with optimised
standard care (including treatment with an ACE inhibitor or ARB)” in line with
the clinical trial of EMPA-KIDNEY and current clinical practice.
Comment noted. The
intervention section of
the scope has been
updated to
‘Empagliflozin in
combination with
optimised standard
care’
Kidney Care UK None No action required.
Kidney
Research UK
The time-horizon of the health economic analyses is crucial as CKD can
progress over many years, but still result in kidney failure (which either
requires treatment with kidney replacement therapy or is fatal). Kidney
transplants are also not permanent, on average lasting 20 years.
Comment noted. The
committee will consider
a time horizon long
enough to reflect all
important differences in

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Section Consultee/
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Comments [sic] Action
Delaying progression is very valuable to patients and the NHS and this must
be considered when assessing SGLT2i in people with more slowly-
progressive CKD. SGLT2i also reduces risk of hospitalisation (of any cause).
We believe that a discounting rate of 1.5% should be presented, per NICE’s
view that there is an evidence-based case for change from 3.5%, to
adequately consider the long term value of the treatment.
Cost effectiveness analyses need to consider not just Quality of Life, but also
savings from a reduction in hospitalisation and lower risk of the need for
dialysis or transplantation.
The review should also consider revising NICE guidelines on the use of
SGLT2 inhibitors in terms of monitoring after initiation. EMPA-KIDNEY did not
remeasure kidney function until 2 months after starting empagliflozin and was
found to be safe. Unlike starting RAS inhibitors, there is no proven risk of
acute kidney injury or hyperkalaemia on starting SGLT2 inhibitors. Simplified
recommendations on how to initiate SGLT2 inhibitors would help ensure more
rapid implementation in those who will benefit. This would be a barrier to
implementation, with primary care services reluctant to start enacting upon a
recommendation if there is burden of extra, unnecessary monitoring.
costs or outcomes
between the
technologies being
compared.
The committee may
consider analyses using
a non-reference-case
discount rate of 1.5%
per year for both costs
and health effects, if, in
the committee's
considerations, all of
the following criteria are
met:

The technology is
for people who
would otherwise die
or have a very
severely impaired
life.

It is likely to restore
them to full or near-
full health.

The benefits are
likely to be
sustained over a
very long period.

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Section Consultee/
Commentator
Comments [sic] Action
The committee will
consider all potential
resource costs and
savings that would be
expected from
introducing
Empagliflozin for
chronic kidney disease.
UK Kidney
Association
Nil additional suggested Comment noted. No
action required.
Questions for
consultation
Boehringer
Ingelheim
Which treatments are considered to be established clinical practice in
the NHS for chronic kidney disease?
Treatment for CKD aims to prevent or delay progression of CKD, reduce the
risk of complications, and reduce the risk of cardiovascular disease.
Established clinical practice in the NHS is very much individually optimised for
each patient. In line with the NG203 recommendations, treatments for
patients with CKD may include [1]:
-
CVD risk management treatments including statins, antiplatelets, and
anticoagulants
-
Management of comorbid conditions and risk factors for progression
such as T2D and hypertension
-
ACEi or ARBs (as per criteria detailed below)
-
SGLT2i (as per criteria detailed below)
-
Additional treatments for the management of complications such as
anaemia
Comments noted. No
action required.

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Section Consultee/
Commentator
Comments [sic] Action
NG203 recommends that ACEi or ARBs should be added to standard of care
(titrated at the highest licensed dose that the patient can tolerate) in adults
with either [1]:

Hypertension and an ACR above 30 mg/mmol

Concurrent T2D and an ACR above 3 mg/mmol

An ACR above 70 mg/mmol (without concurrent T2D).
SGLT2is are recommended to patients with CKD as an add-on to the above
optimised standard of care. They can be added for adults with concurrent
T2D who are taking an ACEi or ARB (titrated to the highest licensed dose that
they can tolerate) if [2]:

ACR is above 30 mg/mmol; and

The patient meets the criteria in the drugs relevant marketing
authorisation (including eGFR thresholds).
Specifically, dapagliflozin can be added for adults who are taking an ACEi or
ARB (titrated to the highest licensed dose that they can tolerate) if [3]:

The patient has an eGFR between 25 and 75 ml/min/1.73 m2; and

They have T2D or a uACR 22.6 mg/mmol or more.
Although recommended within NG203, it should be noted that ACEi or ARBs
do not always feature within ‘individually optimised standard care’.
XXXXXXXXXXXXXXXXXXXXXXXsuggest that approximately XXX of CKD
patients in England currently receive an ACEi or ARB. DISCOVER CKD, an
observational cohort study investigating treatment patterns in patients with
CKD, demonstrated that only 51.5% of patients were prescribed an ACEi or
ARB in the UK CPRD cohort [4].
The limited uptake of ACEi or ARBs seen in clinical practice is aligned with
the background standard care received in EMPA-KIDNEY, in which
approximately 85% of patients received an ACEi or ARB [5]. In EMPA-
KIDNEY, standard care was the responsibility of doctors who were asked to

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Section Consultee/
Commentator
Comments [sic] Action
ensure individualized standard of care, including management of
cardiovascular risk factors and other existing comorbidities (e.g.
hypertension, diabetes etc.), and to prescribe an appropriate dose of a RAS-
inhibitor (ACEi or ARB), unless such treatment was either not tolerated or not
indicated.
[1] NICE (2021)Chronic kidney disease: assessment and management(NG203). [Online]
Accessed 17 November 2022. Available at
https://www.nice.org.uk/guidance/ng203/resources/chronic-kidney-disease-assessment-and-
management-pdf-66143713055173
[2] NICE (2015)Type 2 diabetes in adults: management (NG28).[Online] Accessed 17
November 2022. Available at https://www.nice.org.uk/guidance/ng28/resources/type-2-
diabetes-in-adults-management-pdf-1837338615493
[3] NICE (2022)Dapagliflozin for treating chronic kidney disease (TA775).[Online] Accessed
17 November 2022. Available at
https://www.nice.org.uk/guidance/ta775/resources/dapagliflozin-for-treating-chronic-kidney-
disease-pdf-82611498049477
[4] James, et al. (2022) Low adherence to kidney disease: improving global outcomes 2012
CKD clinical practice guidelines despite clear evidence of utility.Kidney International Reports,
7(9):pp 2059-2070. [Online] Accessed 21 November 2022. Available at
https://www.sciencedirect.com/science/article/pii/S2468024922014358
[5] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
How often are statins, antiplatelets/anticoagulants, SGLT2 inhibitors
given in this population?
Statins
DISCOVER CKD, an observational cohort study in patients with CKD,
reported that 52.9% of patients were prescribed statins in the UK CPRD
cohort [1]. Further, a London based multi-ethnic cohort reported that statins
are presribed in 54.9% and 23.3% of CKD patients with and without
hypertension, respectively [2].

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Section Consultee/
Commentator
Comments [sic] Action
SGLT2i
XXXXXXXXXXXXXXXXXXXXXXXXXXXXsuggest SGLT2i are prescribed in
XXXof all CKD patients,XXXXXXXXXin CKD patients with comorbid T2D.
Anticoagulants/antiplatets.
BI does not currently have data on the use of anticoagulants/antiplatets for
the management of cormobid CVD among patients with CKD.XXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
[1] James, et al. (2022) Low adherence to kidney disease: improving global outcomes 2012
CKD clinical practice guidelines despite clear evidence of utility.Kidney International Reports,
7(9):pp 2059-2070. [Online] Accessed 21 November 2022. Available at
https://www.sciencedirect.com/science/article/pii/S2468024922014358
[2] Carpio, et al. (2021) Hypertension and cardiovascular risk factor management in a
multi‑ethnic cohort of adults with CKD: a cross sectional study in general practice.Journal of
Nephrology, 35:pp 901-910. [Online] Accessed 21 November 2022. Available at
https://link.springer.com/article/10.1007/s40620-021-01149-0
In clinical practice, would people always be stable on the maximum
tolerated dose of ACE inhibitors or ARBs before empagliflozin would be
considered?
No. As discussed above, in clinical practice (and also in the EMPA-KIDNEY
trial population [1]) not all CKD patients receive ACEi or ARBs. Reasons for
non-universal uptake in clinical practice include issues with tolerability and

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Section Consultee/
Commentator
Comments [sic] Action
contraindications (especially in patients at risk of hypotension or
hyperkalaemia), which are well known [2].
Among those who do receive an ACEi or ARB, dosing may be suboptimal.
Clinical experts have indicated that while traditional advice is to titrate and
stabilise on the maximum tolerated dose before adding another treatment
option, there are patients for whom this is not possible. Furthermore, clinical
experts have highlighted that in the treatment of heart failure, clinical practice
has recently evolved so that different pillars of care – including both
ACEi/ARBs and SGLT2i – are initiated as soon as possible, without any delay
to titrate to maximum tolerated doses. It is the view of some clinical experts
that the treatment of CKD is likely to evolve in a similar way due to emerging
evidence of the benefits of SGLT2i.
The EMPA-KIDNEY trial demonstrates empagliflizon offers benefits to
patients irrespective of whether or not background therapy includes ACEi or
ARBs [1].
[1] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
[2] The ONTARGET Investigators (2008) Telmisartan, ramipril, or both in patients in patients at
high risk for vascular events.NEJM, 358:pp 1547-1559. [Online] Accessed 23 November 2022.
Available athttps://www.nejm.org/doi/full/10.1056/NEJMoa0801317
Where do you consider empagliflozin will fit into the existing care
pathway for chronic kidney disease?
Empagliflozin should be considered at the earliest possible point in all
patients at risk of CKD disease progression and can be used in combination
with individually optimised standard of care (which may or may not include
ACEi or ARB treatment).

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Section Consultee/
Commentator
Comments [sic] Action
The EMPA-KIDNEY trial added empagliflozin 10mg to optimised standard of
care, which included ACEi or ARBs (unless contraindicated or not tolerated),
CV risk management treatments, antihypertensive treatments, and
antidiabetic treatments. The trial included patients with or without T2D and
included a wider range of eGFR and uACR levels than in other SGLT2i trials
[1].
Thus, BI suggest that empagliflozin should be considered in all patients at risk
of CKD disease progression in addition to their current individually optimised
care. Empagliflozin offers a new treatment option across the full breadth of
the CKD population.
[1] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
In what circumstances would empagliflozin be added to standard care?
Would it ever be used to treat people whose CKD is responding to
treatment with standard care?
CKD is a complex and progressive disease that is classified by KDIGO
categories (considering both eGFR and uACR) [1]. There is no standard
criteria of response for CKD management; all CKD patients across all KDIGO
categories maintain a residual risk of disease progression and other adverse
outcomes.
Results from the EMPA-KIDNEY trial demonstrate a significant treatment
benefit for empagliflozin as compared to placebo, which was optimised
standard of care comprising a combination of treatments [2]. Therefore, BI
suggest that empagliflozin should be added to current individually optimised
care for all patients at risk of progression of their CKD, in order to reduce their
residual risk of progression and adverse outcomes.
[1] NICE (2021)Chronic kidney disease: assessment and management (NG203).[Online]
Accessed17 November 2022. Available at

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Section Consultee/
Commentator
Comments [sic] Action
https://www.nice.org.uk/guidance/ng203/resources/chronic-kidney-disease-assessment-and-
management-pdf-66143713055173
[2] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
Would empagliflozin be a candidate for managed access?
No.
Do you consider that the use of empagliflozin can result in any potential
substantial health-related benefits that are unlikely to be included in the
QALY calculation?
No.
Please identify the nature of the data which you understand to be
available to enable the committee to take account of these benefits.
Not applicable.
NICE intends to evaluate this technology through its Single Technology
Appraisal process. We welcome comments on the appropriateness of
**appraising this topic through this process. (Information on NICE’s **
health technology evaluation processes is available at
https://www.nice.org.uk/about/what-we-do/our-programmes/nice-
guidance/nice-technology-appraisal-guidance/changes-to-health-
technology-evaluation).
The proposed evaluation route (STA) is appropriate.
NICE’shealth technology evaluations: the manual states the methods to
be used where a cost comparison case is made.Would it be appropriate
to use the cost-comparison methodology for this topic?

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Comments [sic] Action
BI believes cost-comparison methodology is appropriate for the comparison
vs dapagliflozin, within the population in which dapagliflozin is recommended,
specifically in adults only if [1]:

it is an add-on to optimised standard care including the highest
tolerated licensed dose of ACEi or ARBs, unless these are
contraindicated, and

people have an eGFR of 25–75 ml/min/1.73 m2at the start of
treatment and
ohave type 2 diabetes or
ohave a uACR of 22.6 mg/mmol or more.
Within this population, clinical expert opinion has indicated that empagliflozin
and dapagliflozin are likely to provide similar health benefits (and similar
costs).
For the comparison vs established clinical practice (without dapagliflozin), a
cost-utility approach is appropriate and so the STA route remains appropriate
for this topic.
Is the new technology likely to be similar in its clinical efficacy and
resource use to any of the comparators?
As noted above, clinical expert opinion has indicated that empagliflozin and
dapagliflozin are likely to provide similar health benefits (and similar costs)
among the population in which dapagliflozin is recommended [1].
A qualitative comparison shows that the clinical efficacy of empagliflozin in
terms of the primary outcome in the EMPA-KIDNEY trial is similar to that for
dapagliflozin in the DAPA-CKD trial. However, important differences exist that
cannot be fully adjusted for within the evidence network:

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Section Consultee/
Commentator
Comments [sic] Action

EMPA-KIDNEY included patients with varying levels of albuminuria,
whereas DAPA-CKD only included patients with uACR ≥200 mg/g (≥22.6
mg/mmol)

EMPA-KIDNEY included patients with a broad range of eGFR, from 20 to
90 ml/min/1.73m2, including 34.5% with an eGFR <30 ml/min/1.73m2,
whereas DAPA-CKD only included patients with an eGFR between 25
and 75 ml/min/1.73m2

EMPA-KIDNEY included a smaller proportion of patients with T2D vs
DAPA-CKD (46% vs 67.5%)

EMPA-KIDNEY included a smaller proportion of patients with a history of
CVD vs DAPA-CKD (26.7% vs 37.4%)
BI does not expect an indirect treatment comparison (ITC) approach will
reduce uncertainty in the comparative effectiveness between empagliflozin
and dapagliflozin due to important differences in their respective trial designs
and populations, which include substantial differences in baseline risk of key
outcomes.
Given the difficulty in providing a meaningful comparison with dapagliflozin
with available technical tools, consideration should be given to a cost-
comparison approach for the economic evaluation in comparison with
dapagliflozin in the shared eligible population.
[1] NICE (2022) Dapagliflozin for treating chronic kidney disease (TA775). [Online] Accessed
17 November 2022. Available at
https://www.nice.org.uk/guidance/ta775/resources/dapagliflozin-for-treating-chronic-kidney-
disease-pdf-82611498049477
[2] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
[3] Heerspink, et al. (2020) Dapagliflozin in patients with chronic kidney disease.NEJM.
[Online] Accessed 18 November 2022. Available at

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Section Consultee/
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Comments [sic] Action
https://www.nejm.org/doi/10.1056/NEJMoa2024816?url_ver=Z39.88-
2003&rfr_id=ori%3Arid%3Acrossref.org&rfr_dat=cr_pub++0pubmed
Is the primary outcome that was measured in the trial or used to drive
the model for the comparator(s) still clinically relevant?
Yes, the primary outcome in DAPA-CKD remains clinically relevant.
The primary outcome of the DAPA-CKD trial was a composite, assessed in
time-to-event analysis, of the first occurrence of either: a decline of ≥50% in
eGFR (confirmed by a second serum creatinine measurement after ≥28
days), the onset of ESKD (defined as maintenance dialysis for ≥28 days,
kidney transplantation, or an eGFR of <15 ml/min/1.73 m2confirmed by a
second measurement after ≥28 days), or death from renal or CV causes [1].
This outcome is similar to that of EMPA-KIDNEY, however there are some
important differences:
The primary outcome of the EMPA-KIDNEY trial was a composite of
progression of kidney disease (defined as ESKD, a sustained decrease in
eGFR to <10 ml/min/1.73 m2, a sustained decrease in eGFR of ≥40% from
baseline, or death from renal causes) or death from CV causes [2].
[1] Heerspink, et al. (2020) Dapagliflozin in patients with chronic kidney disease.NEJM.
[Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2024816?url_ver=Z39.88-
2003&rfr_id=ori%3Arid%3Acrossref.org&rfr_dat=cr_pub++0pubmed
[2] The EMPA-KIDNEY Collaborative Group (2022) Empagliflozin in Patients with Chronic
Kidney Disease.NEJM. [Online] Accessed 18 November 2022. Available at
https://www.nejm.org/doi/10.1056/NEJMoa2204233
Is there any substantial new evidence for the comparator technology/ies
that has not been considered? Are there any important ongoing trials
reporting in the next year?
BI are not aware of any new evidence that would be available at the time of
the appraisal of this topic.

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Comments [sic] Action
AstraZeneca Would empagliflozin be a candidate for managed access?
No comments
Do you consider that the use of empagliflozin can result in any potential
substantial health-related benefits that are unlikely to be included in the
quality adjusted life year (QALY) calculation?
No, AstraZeneca does not consider the use of empagliflozin to result in any
benefits that cannot be captured in the QALY calculation.
Would it be appropriate to use the cost-comparison methodology for
this topic? Is the new technology likely to be similar in its clinical
efficacy and resource use to any of the comparators?
A cost comparison case can be made if a health technology is likely to
provide similar or greater health benefits at similar or lower cost than
technologies recommended in published NICE technology appraisal guidance
for the same indication. AstraZeneca therefore do not deem it appropriate to
use the cost comparison methodology for this topic for the following reasons:
DAPA-CKD trial outcomes differ to that of EMPA-KIDNEY:
Primary endpoint:
The primary endpoint in the DAPA-CKD trial was a composite of ≥50%
sustained eGFR decline, ESKD (dialysis/transplantation/
sustained eGFR decline<15), renal or CV death. Whilst the endpoint for
EMPA-KIDNEY was a composite of ≥40% sustained eGFR decline, ESKD
(dialysis/transplantation/
sustained eGFR decline<10), renal or CV death.
Comments noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
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Comments [sic] Action
The ESKD endpoint alone (not in the primary composite) is different between
DAPA-CKD (eGFR <15, dialysis or transplant) and EMPA-KIDNEY (dialysis
and transplant (no eGFR <15)) so comparison is difficult.
Key additional endpoints:
In the DAPA-CKD trial, dapagliflozin demonstrated statistical significance in
relative risk reduction of all cause death, composite of CV death or hHF and
all cause hospitalisations. EMPA-KIDNEY has demonstrated statistical
significance in all cause-hospitalisation but not all cause death and composite
of CV death or hHF.
Evidence of differentiation for dapagliflozin versus empagliflozin:
Although no head-to-head or indirect treatment comparison data exists in
CKD at this moment in time, there is clear evidence across the entire
evidence base that there is clinical differentiation between dapagliflozin and
empagliflozin as shown in other disease areas (heart failure), creating
uncertainty in a class effect.
In DAPA-CKD, dapagliflozin has demonstrated consistent benefits across all
primary and secondary endpoints and consistent benefits across subgroups.
Dapagliflozin has demonstrated statistical significance in reducing CV death
in patients with reduced ejection fraction (DAPA-HF) whilst in its own trial
(EMPEROR-Reduced), empagliflozin failed to reach statistical significance. In
a pooled analysis, from DAPA-HF and DELIVER, dapagliflozin has
demonstrated to be statistically significant in reducing CV death/hHF and CV
death whilst pooled data from the EMPEROR studies (EMPEROR -
PRESERVED, EMPEROR-RESERVED) have only demonstrated statistical
significance in reducing the composite of CV death and hHF but not the
component of the CV death alone.
Although there are no head-to-head data available, this variation seen in the
clinical trial data sets suggests there is a clinical variation seen in the SGLT2

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
class and so a full cost utility analysis should be carried out for this
technology to ensure that the evidence base is fully evaluated.
Is the primary outcome that was measured in the trial or used to drive
the model for the comparator(s) still clinically relevant?
AstraZeneca considers the primary outcome measured in the trial still
clinically relevant.
Is there any substantial new evidence for the comparator technology/ies
that has not been considered? Are there any important ongoing trials
reporting in the next year?
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
Kidney Care UK None No action required.
Kidney
Research UK
The relevant data is the 13 large randomized controlled trials of SGLT2i in
various patient populations and their meta-analysis (eg,
https://doi.org/10.1016/S0140-6736(22)02164-X).
There is also data from the EMPEROR-PRESERVED trial which is relevant
alongside EMPA-KIDNEY trial results (particularly with respect of
cardiovascular benefits). Half of that trial cohort had an eGFR less than 60
ml/min/1.73m2.
In response to the question of - ‘in clinical practice, would people always be
stable on the maximum tolerated dose of ACE inhibitors or ARBs before
empagliflozin would be considered?’ - the answer is no. The EMPA-KIDNEY
trial did not mandate use of ACEi or ARB as it recognised that they are not
always indicated and tolerated in patients with CKD at risk of progression.
Approximately 15% of the trial population were not taking one at the start of
Comments noted. No
action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action
the trial, and the proportional benefit of treatment was similar in such
participants to those taking an ACEi or ARB.
UK Kidney
Association
NA No action required.
Additional
comments on the
draft scope
Boehringer
Ingelheim
None No action required.
AstraZeneca Any additional comments on the draft scope
AstraZeneca requests the following related technology appraisals are added
into the “Related NICE Recommendations” section:

Dapagliflozin for treating heart failure with reduced ejection fraction
(2021) NICE technology appraisal 679. Review date 2024.

Dapagliflozin in combination therapy for treating type 2 diabetes
(2013, update 2016) NICE technology appraisal 288. Review date
2017.

Dapagliflozin in triple therapy for treating type 2 diabetes (2016) NICE
technology appraisal 418. Review date 2019.

Empagliflozin for treating chronic heart failure with reduced ejection
fraction

Technology appraisal guidance [TA773] Published: 09 March 2022

Empagliflozin in combination therapy for treating type 2 diabetes

Technology appraisal guidance [TA336] Published: 25 March 2015
AstraZeneca requests the following related appraisals in development are
added into the “Related NICE Recommendations” section:
Comments noted. Only
recommendations
relevant to the condition
are included in this
section. All relevant
recommendations for
‘chronic kidney disease’
have already been
included in the scope.
No action required.

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023

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Section Consultee/
Commentator
Comments [sic] Action

Dapagliflozin for treating chronic heart failure with preserved or mildly
reduced ejection fraction [ID1648] In development [GID-TA10942]
Expected publication date: TBC

Empagliflozin for treating chronic heart failure with preserved or mildly
reduced ejection fraction [ID3945] In development [GID-TA10946]
Expected publication date: TBC

Finerenone for treating chronic kidney disease in people with type 2
diabetes [ID3773] Expected publication date: March 2023
Kidney Care UK Kidney Care UK believes it’s vital that people are provided with lifestyle and
diet advice so they can take action to reduce their risk of further kidney
damage, and it is important that any NICE guidance resulting from this review
recommends the provision of suitable advice
Thank you for your
comment. Where
appropriate, the
committee will
reference relevant NICE
guidance on lifestyle
and diet advice for
people with chronic
kidney disease.
Kidney
Research UK
None No action required.
UK Kidney
Association
None No action required.

The following stakeholders indicated that they had no comments on the draft remit and/or the draft scope

None

National Institute for Health and Care Excellence

Consultation comments on the draft remit and draft scope for the technology appraisal of empagliflozin for treating chronic kidney disease Issue date: April 2023